The UK Financial Services Authority (FSA) has published a letter from new chief executive Hector Sants, setting out its view of good practice for managing compliance risk at investment banks. The ...

He said he thought the firm might have found one other mistake in another sample question that was also quickly corrected. He said the roll out for the new FSA portal had mostly gone smoothly, with ...

The Financial Service Authority's (FSA) code of practice on remuneration will be 'critical' to creating a sustainable and effective approach to rewarding executives, according to one financial expert.

An overwhelming majority of top firms believe the Financial Services Authority’s (FSA) new code of practice will have little or no impact on how executives are rewarded. A survey of 200 business ...

The FSA says firms should not view centralised investment propositions as the automatic investment solution for all clients without assessing individual suitability. The regulator’s guidance ...

Firms seen by the UK's Financial Services Authority as being "well-controlled and managed" in terms of their regulatory processes could see lower capital requirements and supervision as a result of ...